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This paper derives a union bound on the frame error rate (FER) of a probabilistic amplitude shaping (PAS) system which uses a CRC-aided, rate −k/k+1 , systematic, recursive trellis-coded modulation (TCM). A tail-biting convolutional code (TBCC) provides the feed-forward error correction (FEC) code for the TCM. The system is referred as CRC-TCM-PAS [1]. In order to derive the union bound, we first prove that the concatenation of a CRC and a rate −k/k+1 convolutional code is equivalent to a new convolutional code. Then, we give the generating function of the new convolutional code using Biglieri's product-state-diagram approach. A union bound can be calculated using the generating function. Simulation results show that the derived union bound is tight in the high signal-to-noise ratio (SNR) regime and can be used to design the convolutional and CRC codes. Simulation results also show that the optimized CRC-TCM-PAS system exceeds the random coding union (RCU) bound and outperforms the PAS systems with various FEC codes studied in [2] for the same number of input bits and the same transmission rate. 

This paper applies probabilistic amplitude shaping (PAS) to cyclic redundancy check (CRC)-aided tail-biting trellis-coded modulation (TCM). CRC-TCM-PAS produces practical codes for short block lengths on the additive white Gaussian noise (AWGN) channel. In the transmitter, equally likely message bits are encoded by a distribution matcher (DM) generating amplitude symbols with a desired distribution. A CRC is appended to the sequence of amplitude symbols, and this sequence is then encoded and modulated by TCM to produce real-valued channel input signals. This paper proves that the sign values produced by the TCM are asymptotically equally likely to be positive or negative. The CRC-TCM-PAS scheme can thus generate channel input symbols with a symmetric capacity-approaching probability mass function. The paper provides an analytical upper bound on the frame error rate of the CRC-TCM-PAS system over the AWGN channel. This FER upper bound is the objective function used for jointly optimizing the CRC and convolutional code. Additionally, this paper proposes a multi-composition DM, which is a collection of multiple constant-composition DMs. The optimized CRC-TCM-PAS systems achieve frame error rates below the random coding union (RCU) bound in AWGN and outperform the short-blocklength PAS systems with various other forward error correction codes studied in [2]. 

This paper presents a method for computing a finite-blocklength converse for the rate of fixed-length codes with feedback used on discrete memoryless channels (DMCs). The new converse is expressed in terms of a stochastic control problem whose solution can be efficiently computed using dynamic programming and Fourier methods. For channels such as the binary symmetric channel (BSC) and binary erasure channel (BEC), the accuracy of the proposed converse is similar to that of existing special-purpose converse bounds, but the new converse technique can be applied to arbitrary DMCs. We provide example applications of the new converse technique to the binary asymmetric channel (BAC) and the quantized amplitude-constrained AWGN channel.